Short selling

Results: 2054



#Item
721Financial regulation / Short selling / Stock market / United States Securities and Exchange Commission / Uptick rule / Securities Act / Canadian securities regulation / Short / Securities regulation in the United States / Financial economics / Business / Finance

Microsoft Word - SeApr09.doc

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Source URL: www.canadiansecuritieslaw.com

Language: English - Date: 2009-05-29 03:25:21
722Securities / Financial regulation / Short / Short selling / Securities research / Investment banking / National Instrument 43-101 / Financial analyst / Security / Financial economics / Finance / Investment

NIOGOLD MINING CORPORATION Equity Research | Metals & Mining Please see important disclosures at the end of this document Ticker

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Source URL: www.niogold.com

Language: English - Date: 2014-05-23 16:54:50
723Finance / Stock market / Financial regulation / Short selling / New York Stock Exchange / Order / Short / Futures contract / Floor broker / Financial economics / Financial markets / Investment

The Price Matters: Ensuring All Customers The Best Price as We Enhance the Benefits of the Agency-Auction System at the New York Stock Exchange Written Testimony of

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Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
724Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-08-27 06:33:37
725Short / Short selling / Wind power / Business / Economics / Money / Financial markets / Finance / Financial regulation

Wind Information is More Profitable than Wind Power

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Source URL: www.industrygrowthforum.org

Language: English - Date: 2014-02-05 13:29:41
726Business / Financial regulation / Short selling / Naked short selling / Short / Stock market / Market maker / Stock / Efficient-market hypothesis / Finance / Financial markets / Financial economics

THOMSONREUTERS ACCOUNTING AND COMPLIANCE ALERT BY SUBSCRIPTION JULY 3, 2013 Naked-Short Selling Is Credited for Finding

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Source URL: aaahq.org

Language: English - Date: 2013-07-23 14:45:04
727Financial regulation / Short / Short selling / Securities research / Investment banking / Gold as an investment / Financial economics / Investment / Finance

NIOGOLD MINING CORPORATION Equity Research | Metals & Mining Please see important disclosures at the end of this document Ticker

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Source URL: www.niogold.com

Language: English - Date: 2014-05-23 16:55:25
728Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Net capital rule / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 4, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2014-09-04 08:42:49
729Investment / Financial markets / Securities / Canadian law / Repurchase agreement / Short / Canadian securities regulation / Securities lending / Finance / Financial economics / Short selling

Chapter 5 Rules and Policies 5.1 Rules and Policies

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-26 19:15:33
730Short selling / University of Prince Edward Island / Business / Financial economics / Finance / Financial regulation / Short

Guidelines  for  Post-­‐Award  Research  Administration   Effective  Date:   May  1,  2014   Responsibility:   Vice-­‐President  Research  and  Graduate  Studies  (VP

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Source URL: files.upei.ca

Language: English - Date: 2014-05-29 08:18:53
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